Phillip Goldstein insider trades
Open-market stock purchases and sales by Phillip Goldstein, Director at High Income Securities Fund, from SEC Form 4 filings since Jan 22, 2010.
Track record: 28% of 87 scored buys are up 5% or more since purchase, averaging -9%.
Recent trades
| Date | Stock | Trade | Value |
|---|---|---|---|
| Apr 8, 2026 | PCF High Income Securities Fund | Bought | $3.3K |
| Apr 7, 2026 | PCF High Income Securities Fund | Bought | $27.7K |
| Mar 18, 2026 | PCF High Income Securities Fund | Bought | $97.8K |
| Mar 18, 2026 | SWZ Total Return Securities Fund | Bought | $59.8K |
| Mar 5, 2026 | SPE Special Opportunities Fund, Inc | Bought | $99.2K |
| Mar 5, 2026 | SWZ Total Return Securities Fund | Bought | $59.9K |
| Mar 4, 2026 | SPE Special Opportunities Fund, Inc | Bought (not open market) | $2.5K |
| Mar 3, 2026 | SWZ Total Return Securities Fund | Bought | $30.1K |
| Mar 2, 2026 | SPE Special Opportunities Fund, Inc | Bought (not open market) | $2.5K |
| Feb 27, 2026 | SPE Special Opportunities Fund, Inc | Bought | $146K |
| Feb 27, 2026 | SWZ Total Return Securities Fund | Bought (not open market) | $419 |
| Feb 26, 2026 | SWZ Total Return Securities Fund | Bought (not open market) | $1.6K |
| Feb 26, 2026 | SPE Special Opportunities Fund, Inc | Bought | $677 |
| Feb 24, 2026 | SPE Special Opportunities Fund, Inc | Bought | $753 |
| Feb 23, 2026 | SPE Special Opportunities Fund, Inc | Bought | $2.5K |
| Feb 23, 2026 | SWZ Total Return Securities Fund | Bought | $30.6K |
| Feb 6, 2026 | SWZ Total Return Securities Fund | Bought | $60.7K |
| Feb 3, 2026 | PCF High Income Securities Fund | Bought | $60.5K |
| Feb 2, 2026 | PCF High Income Securities Fund | Bought | $45.5K |
| Jan 30, 2026 | SWZ Total Return Securities Fund | Bought | $59.2K |
| Jan 23, 2026 | SWZ Total Return Securities Fund | Sold (not open market) | $213K |
| Dec 18, 2025 | PCF High Income Securities Fund | Bought | $15K |
| Dec 17, 2025 | PCF High Income Securities Fund | Bought | $4.8K |
| Dec 16, 2025 | PCF High Income Securities Fund | Bought | $15K |
| Dec 11, 2025 | SWZ Total Return Securities Fund | Bought (not open market) | $492K |
Companies traded
- PCF High Income Securities Fund: 13 buys, 72 sales, last Apr 8, 2026
- SWZ Total Return Securities Fund: 21 buys, 13 sales, last Mar 18, 2026
- SPE Special Opportunities Fund, Inc: 76 buys, 9 sales, last Mar 5, 2026
- MXE Mexico Equity & Income Fund Inc: 6 buys, 35 sales, last Oct 15, 2021
- [PCF] High Income Securities Fund: 1 sale, last Feb 2, 2021
- MVC MVC Capital, Inc: 18 buys, 12 sales, last Dec 23, 2020
- CUBA Herzfeld Caribbean Basin Fund Inc: 1 buy, 16 sales, last Apr 17, 2020
- DTLA PR Brookfield DTLA Fund Office Trust Investor Inc: 1 buy, last Jan 2, 2019
- XRDC Crossroads Capital, Inc: 1 buy, 1 sale, last Jun 7, 2017
- EMG Emergent Capital, Inc: 5 buys, last Jun 2, 2016
- IFT Imperial Holdings, Inc: 46 buys, last Aug 26, 2015
- ASA ASA Gold & Precious Metals Ltd: 1 buy, last Jun 20, 2013